©2018 Advisors Asset Management, Inc. All rights reserved.
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC
CRN: 2018-1024-6979 R
18925 Base Camp Road | Monument, CO 80132
Separately Managed Accounts
Unit Investment Trusts
All investing involves risk, including the possible loss of principal. Some products described in this piece may not be approved at your firm.
This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity within the meaning of the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisers.
Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses carefully before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest or send money.
You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the AAM Mutual Funds before investing. The Funds’ prospectuses and summary prospectuses contain this and other information about each Fund, and should be read carefully before investing. You may obtain a current copy of each funds’ prospectus and summary prospectus by calling 888.966.9661.
The exchange-traded funds’ investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and summary prospectus contains this and other important information about the investment company, or a free, hard-copy may be obtained by calling 800.617.0004. Read it carefully before investing.
Diversification does not assure a profit or protect against a loss in a declining market.
AAM ETFs are distributed by Quasar Distributors, LLC. The AAM Mutual Fund Family is distributed by IMST Distributors, LLC. Quasar, IMST and AAM are not affiliated.
Structured products are NOT suitable for all investors and are sold only by prospectus.
See AAM’s Structured Product Solutions
• Access to boutique institutional managers.
• Professional portfolio management.
• Experienced guidance from sales, trading, portfolio managers, product specialists and economists.
• Timely market commentary and actionable investment ideas.
• Portfolio review, research, analytics, design and implementation.
Enabling advisors to offer their clients investment and risk management opportunities that go beyond traditional asset classes.
See AAM’s Fixed Income Solutions
Direct access to the fixed income markets. Our Capital Markets Group’s open architecture provides access to 75,000 daily fixed income offerings.
Separately Managed Accounts (SMAs)
See AAM’s SMA Solutions
An array of managed account solutions with investment expertise provided by both in-house management teams
and by partnering with select boutique institutional managers.
Exchange-Traded Funds (ETFs)
See AAM’s ETF Solutions
Providing innovative ETFs with a focus on income and value that aim to help investors meet their current cash flow and future capital appreciation goals.
See AAM’s MF Solutions
AAM seeks to partner with institutional managers that have distinct approaches and proven investment processes that we believe can add value to investor portfolios. These managers primarily serve institutional clients, so aren’t typically otherwise available to advisors or individuals.
Unit Investment Trusts (UIT)
Contact Advisors Asset Management at 866-606-7220 for access to all of our services including:
Subscribe to viewpoints.
See AAM’s UIT Solutions
A focused selection of proprietary UITs with an emphasis on solid investment disciplines and specific asset classes including domestic and international equities; dividend-focused, thematic and industry/sector-focused portfolios; taxable and tax-exempt closed-end fund portfolios; and fixed income.
For 40 years, Advisors Asset Management, Inc. (AAM) has been a trusted resource for financial advisors. Our experienced Advisory Consultants provide financial advisors with customized advice and ongoing support, along with a broad range of carefully selected solutions that you can take to your clients with confidence.
Intelligent Investments. Independent ideas.